479477 Surviving and Getting the Most out of Your Third-Party Audit Experience

Steven T. Maher, Process Safety, Risk Management Professionals, Irvine, CA and Morgan McVey, Regulatory Compliance, Risk Management Professionals, Irvine, CA

The March 2016 Update to the Risk Management Program Rule proposed by the U.S. EPA contains a number of provisions for the requirement of third-party audits. Although benefits are perceived by the U.S. EPA and some potential benefits may also exist for the owner/operator, a number of potential pitfalls exist. The primary focus of this paper will be to provide planning and observational guidance to the owner/operator and to the regulator to ensure that a third-party audit is effective and fair. Key topics will include:
 - Brief overview of third-party audit requirements and regulatory trigger points
 - Potential benefits to the regulator and owner/operator
 - Potential cautions and pitfalls
 - Characteristics of an effective and fair audit team
 - Platform for achieving balanced results
 - Mechanisms for disputing or putting findings into perspective (useful for both the owner/operator and the regulator)

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